Northwind Financial provides individual portfolio management and financial planning services. For portfolio management, the firm builds customized investment portfolios using stocks, bonds, options, exchange-traded funds, mutual funds, and other securities. Portfolios are managed based on each client's specific goals, risk tolerance, and time horizon, and can be managed with authority to make trades without asking first or on a non-discretionary basis. In addition to managing investments, Northwind Financial offers financial planning services covering retirement, taxes, cash flow, insurance, and estate planning. The firm serves individuals, high-net-worth individuals, businesses, and retirement accounts.
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.95% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.65% |
Fees are generally not negotiable, though advisors' family members may receive lower rates at the firm's discretion.