Bradley Boeck is a ChFC-designated registered investment advisor at Northwind Financial LLC, based in Bend, OR, with 24 years of industry experience. Bradley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 168 clients with $140M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $1.0M | 1.10% |
| $1.0M - $2.0M | 0.95% |
| $2.0M - $5.0M | 0.80% |
| $5M+ | 0.65% |
Fees are generally not negotiable, though advisors' family members may receive lower rates at the firm's discretion.
Fee Estimator
Location
2445 NE Division St, Ste 204, Bend, OR, 97703-3568
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bradley is the owner of Northwind Financial LLC since 2000, where he engages in health and life insurance sales. This activity requires minimal time.
Employment History
Current Registrations
Northwind Financial LLC
Previous Registrations
Syndicated Capital, INC.
Syndicated Capital, INC.Broker
Country Trust Bank
Country Capital Management CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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