Richard Blythe
Richard Blythe is a registered investment advisor at Cetera Investment Advisers LLC, based in Tucson, AZ, with 44 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5215 N Sabino Canyon Rd, Ste 136, Tucson, AZ, 85750
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2016Customer Dispute
March 2009Customer Dispute
May 2002Customer Dispute
February 2002Other Business ActivitiesSells Insurance
Richard is a sole proprietor engaged in health insurance sales and services, dedicating minimal time to this activity. He also works as a financial professional for Brentwood Financial Advisors, spending full-time hours per week on financial services, including some during trading hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Summit Brokerage Services, INC.Broker
Cambridge Investment Research, INC.Broker
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.