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Michael Lefton

30 Years of Experience
Tucson, AZ
2 DisclosuresBrokerSells Insurance

Michael Lefton is a registered investment advisor at Cetera Investment Advisers LLC, based in Tucson, AZ, with 30 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

6245 E Fairmount Street, Tucson, AZ, 85751

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History

Regulatory History (2)
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Criminal
June 1977
Final Disposition
Criminal
July 1975
Final Disposition
Other Business ActivitiesSells Insurance

Michael operates Lefton Financial Services as a DBA for insurance and securities sales and works as an independent insurance agent selling fixed insurance products, both full-time. He also serves as Treasurer on the Escondido Place Homeowners Association board, dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Voya Financial Advisors, INC.
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.
April 2003 - January 2004 · 9 mos
Locust Street Securities, INC.Broker
July 1995 - January 2004 · 8 yrs 6 mos
Fidelity Equity Services CorporationBroker
May 1995 - May 1995 · 0 mos
State Registrations29 states
ARAZCACOFLGAHIIDILKSMDMIMOMTNCNJNMNVNYORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.