David Hammond
David Hammond is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Tucson, AZ, with 56 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
5993 E. Grant Rd, Tucson, AZ, 85712
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Regulatory History (2)
Customer Dispute
July 2026Customer Dispute
October 2002Other Business Activities
David is a notary, spending minimal time on this activity. He also owns an office building signage business, Hammond & Associates, taking nearly full-time hours, and is involved with real estate through DKH Properties I & II LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
University Securities CorporationBroker
Interpacific Investors Services, INC.Broker
Hartford Equity Sales Company INC.Broker
Oppenheimer Asset Management CorporationBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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