DH
CFP · ChFC
DH
CFP · ChFC
David Hammond
55 Years of Experience
Tucson, AZ
1 DisclosureBroker
David Hammond is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Tucson, AZ, with 55 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
5993 E. Grant Rd, Tucson, AZ, 85712
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2002Settled
Other Business Activities
David is a notary, spending minimal time on this activity. He also owns an office building signage business, Hammond & Associates, taking nearly full-time hours, and is involved with real estate through DKH Properties I & II LLC.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
July 1983 - Present · 42 yrs 10 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2002 - June 2023 · 20 yrs 11 mos
University Securities CorporationBroker
February 1978 - July 1983 · 5 yrs 5 mos
Interpacific Investors Services, INC.Broker
November 1975 - March 1978 · 2 yrs 4 mos
Hartford Equity Sales Company INC.Broker
July 1975 - May 1989 · 13 yrs 10 mos
Oppenheimer Asset Management CorporationBroker
August 1970 - September 1975 · 5 yrs 1 mo
State Registrations24 states
ALAZCACOCTFLGAHIILINMDMIMTNCNMNVNYOHOKORSDTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.