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Geoffrey Schroeder

44 Years of Experience
Boca Raton, FL
2 DisclosuresBroker

Geoffrey Schroeder is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

595 South Federal Highway, Suite 400, Boca Raton, FL, 33432

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2010
Settled
Customer Dispute
December 1989
Settled
Other Business Activities

Geoffrey is a landlord and sole proprietor of a rental property in Delray Beach, Florida, since January 2025. This activity is investment-related and requires minimal time.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
May 2002 - June 2009 · 7 yrs 1 mo
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
July 1992 - July 1993 · 1 yr
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1981 - July 1992 · 11 yrs
State Registrations23 states
AZCACOCTDEFLGAILMAMDMEMTNCNHNJNYORPARISCVAVTWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.