RM
RM
Richard Murphy is a registered investment advisor at Morgan Stanley, based in Shrewsbury, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1030 Broad Street 3rd Floor, Shrewsbury, NJ, 07702
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2008Settled
Other Business Activities
Richard advises the Diocesan Investment Trust for the Episcopal Church of New Jersey on its investments. This involves minimal time both during and after business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 2004 - June 2009 · 5 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2004 - June 2009 · 5 yrs 4 mos
Brown Brothers Harriman & CO.Broker
October 2000 - March 2003 · 2 yrs 5 mos
Mitchell Hutchins Asset Management INC.Broker
May 1994 - May 2000 · 6 yrs
American International Fund Distributors, INC.Broker
April 1992 - June 1994 · 2 yrs 2 mos
Bancboston Securities INC.Broker
December 1989 - June 1990 · 6 mos
State Registrations20 states
ALAZCACTDEFLGAMAMENCNHNJNVNYPASCTXUTVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.