KK
KK
Keith Karstadt
47 Years of Experience
Shrewsbury, NJ
4 DisclosuresBroker
Keith Karstadt is a registered investment advisor at Morgan Stanley, based in Shrewsbury, NJ, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1030 Broad Street 3rd Floor, Shrewsbury, NJ, 07702
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2016Denied
Customer Dispute
April 2016Settled
Customer Dispute
May 2008Settled
Customer Dispute
May 2006Settled
Employment History
Current Registrations
Morgan StanleyBroker
May 2025 - Present · 1 yr
Morgan Stanley
May 2025 - Present · 1 yr
Previous Registrations
UBS Financial Services INC.
July 2002 - June 2025 · 22 yrs 11 mos
UBS Financial Services INC.Broker
September 2000 - June 2025 · 24 yrs 9 mos
Prudential Securities IncorporatedBroker
May 1994 - September 2000 · 6 yrs 4 mos
Shearson Lehman Hutton INC.Broker
February 1988 - May 1988 · 3 mos
Dean Witter Reynolds INC.Broker
January 1988 - June 1994 · 6 yrs 5 mos
E. F. Hutton & Company INCBroker
January 1983 - February 1988 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1979 - January 1983 · 3 yrs 7 mos
Shearson/american Express INC.Broker
February 1979 - March 1983 · 4 yrs 1 mo
State Registrations31 states
AKALAZCACOCTDCDEFLGAILINKSKYMAMDNCNJNMNVNYOHORPAPRRISCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.