Dominick Pullano is a registered investment advisor, based in San Diego, CA, with 44 years of industry experience.
Location
11440 W. Bernardo Court, Suite 300, San Diego, CA, 92127
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Regulatory History (1)
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Employment Separation After Allegations
March 2002Other Business Activities
Dominick is the President of PCM Associates, managing investment services and office space to support his activities with Kingswood Advisors and Kingswood LLC. These activities take minimal time.
Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
May 2023 - Present · 3 yrs 2 mos
Kingswood Wealth Advisors, LLC
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Benchmark Investments, LLCBroker
June 2020 - May 2023 · 2 yrs 11 mos
Benchmark Advisory Services, LLC
June 2020 - January 2022 · 1 yr 7 mos
Aegis Capital CORP.
March 2010 - June 2020 · 10 yrs 3 mos
Aegis Capital CORP.Broker
March 2010 - June 2020 · 10 yrs 3 mos
Gunnallen Financial, INC
August 2004 - March 2010 · 5 yrs 7 mos
Gunnallen Financial, INCBroker
April 2002 - March 2010 · 7 yrs 11 mos
UBS Painewebber INC.Broker
October 1990 - March 2002 · 11 yrs 5 mos
Advest, INC.Broker
September 1983 - November 1990 · 7 yrs 2 mos
Moseley, Hallgarten, Estabrook & Weeden, INC.Broker
May 1982 - September 1983 · 1 yr 4 mos
First Jersey Securities, INC.Broker
August 1981 - May 1982 · 9 mos
State Registrations25 states
ALAZCACOCTFLGAILMAMDMIMNMTNCNJNYOHORPARISCSDTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.