TrueAdvisor
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DL
DL

David Dixon Lewis

First Washington Corporation
42 Years of Experience
10 Disclosures
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningHigh Net WorthBusiness OwnersCharitable Giving
First Washington Corporation
Compensation
Fee-Only (AUM)
Firm Size
3 advisors
Number of Clients
31 clients
Average Client Portfolio
$13.8M average
Assets Under Management
$427.5M

Fee Structure

Minimum Investment:$250K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $10.0M1.00%
$10M+1.00%

Fees negotiable for accounts over $10,000,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—

Location

2001 6th Ave, Ste 3400, Seattle, WA, 98121

Get directions

History

Regulatory History (10)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2016
Regulatory
January 2015
Final
Customer Dispute
February 2013
Settled
Customer Dispute
March 2012
Settled
Customer Dispute
February 2012
Settled
Judgment / Lien
January 2011
Judgment / Lien
December 2010
Judgment / Lien
September 2010
Judgment / Lien
November 2008
Judgment / Lien
September 2006
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David serves as a trustee for the E. Maxwell Foundation, a Seattle-based foundation that grants scholarships to Washington students. Oversight of investments is involved and requires minimal time.

Employment History
Current Registrations
First Washington Corporation
January 2005 - Present · 21 yrs 1 mo
Previous Registrations
First Washington CorporationBroker
May 2003 - November 2013 · 10 yrs 6 mos
Lewis Investments, LLCBroker
June 2000 - October 2003 · 3 yrs 4 mos
Foster & Baker, INC.Broker
November 1999 - June 2000 · 7 mos
Ragen Mackenzie IncorporatedBroker
November 1988 - May 1998 · 9 yrs 6 mos
Shearson Lehman Hutton INC.Broker
November 1985 - December 1988 · 3 yrs 1 mo
Foster & Marshall INC.Broker
August 1981 - November 1985 · 4 yrs 3 mos
State Registrations1 state
WA
Advisor
Exams
No exam information available for this advisor.