David Lewis is a registered investment advisor at First Washington Corporation, based in Seattle, WA, with 43 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 29 clients with $500M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.00% |
| $10M+ | 1.00% |
Fees are negotiable for accounts over $10,000,000.
Fee Estimator
Location
2001 6th Ave, Ste 3400, Seattle, WA, 98121
Get directionsHistory
Regulatory History (10)
Judgment / Lien
June 2016Regulatory
January 2015Customer Dispute
February 2013Customer Dispute
March 2012Customer Dispute
February 2012Judgment / Lien
January 2011Judgment / Lien
December 2010Judgment / Lien
September 2010Judgment / Lien
November 2008Judgment / Lien
September 2006Other Business Activities
David serves as a trustee for the E. Maxwell Foundation, a Seattle-based foundation that grants scholarships to Washington students. Oversight of investments is involved and requires minimal time.
Employment History
Current Registrations
First Washington Corporation
Previous Registrations
First Washington CorporationBroker
Lewis Investments, LLCBroker
Foster & Baker, INC.Broker
Ragen Mackenzie IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Foster & Marshall INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.