CB
CB
Charles Bonatakis
44 Years of Experience
Springfield, MA
3 DisclosuresBroker
Charles Bonatakis is a registered investment advisor at Raymond James & Associates, INC., based in Springfield, MA, with 44 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1500 Main Street, Suite 1700, Springfield, MA, 01115
Get directionsHistory
Regulatory History (3)
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Financial
May 2016Final
Customer Dispute
March 2000Denied
Customer Dispute
September 1992Settled
Other Business Activities
Charles is on the Endowment Committee for St Luke Church, overseeing the fund's investments. This takes a few hours per week.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2013 - Present · 12 yrs 8 mos
Raymond James & Associates, INC.Broker
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - February 2009 · 1 yr 10 mos
Morgan Stanley Dw INC.Broker
January 1995 - April 2007 · 12 yrs 3 mos
Painewebber IncorporatedBroker
August 1981 - February 1995 · 13 yrs 6 mos
State Registrations24 states
AZCACOCTDCFLGAMAMDMENCNHNJNMNVNYPARISCTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.