GM
GM
Geoffrey Moore
27 Years of Experience
Springfield, MA
1 DisclosureBroker
Geoffrey Moore is a registered investment advisor at Raymond James & Associates, INC., based in Springfield, MA, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
1500 Main Street, Suite 1700, Springfield, MA, 01115
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2021Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2018 - Present · 8 yrs 2 mos
Raymond James & Associates, INC.Broker
February 2009 - Present · 17 yrs 5 mos
Previous Registrations
UBS Financial Services INC.Broker
September 1998 - February 2009 · 10 yrs 5 mos
State Registrations22 states
AZCACOCTDEFLGAILMAMDMENCNHNJNYORPARISCTXVAVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.