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Charles Sperrazza

Blackridge Asset Management, LLC
39 Years of Experience
Williamsville, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Charles Sperrazza is a registered investment advisor at Blackridge Asset Management, LLC, based in Williamsville, NY, with 39 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,433 clients with $220M in assets under management.

Blackridge Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
69 advisors
Number of Clients
2,433 clients
Average Client Portfolio
$89K average
Assets Under Management
$216.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees range from 0.25% to 2.50% annually depending on the program, services provided, account size, and negotiation with your representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

305 Spindrift Drive, Williamsville, NY, 14221

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Charles is a wealth manager at The Financial Guys, spending about a quarter of his time on this activity, and works in sales at Queen City Financial Group for about half his time. He also works as an actor for Gravesend, LLC and owns real estate, but spends minimal time on these activities.

Employment History
Current Registrations
Blackridge Asset Management, LLC
August 2021 - Present · 5 yrs 2 mos
Peak Brokerage Services, LLCBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
Next Financial Group, INC.Broker
January 2007 - September 2015 · 8 yrs 8 mos
Cadaret, Grant & CO., INC.Broker
March 2004 - January 2007 · 2 yrs 10 mos
Fsc Securities CorporationBroker
April 1999 - April 2003 · 4 yrs
Pruco Securities CorporationBroker
January 1990 - May 1997 · 7 yrs 4 mos
The Prudential Insurance Company of AmericaBroker
January 1990 - December 1993 · 3 yrs 11 mos
Pruco Securities CorporationBroker
May 1987 - December 1989 · 2 yrs 7 mos
Pruco Securities CorporationBroker
November 1983 - December 1989 · 6 yrs 1 mo
The Prudential Insurance Company of AmericaBroker
November 1983 - September 1986 · 2 yrs 10 mos
State Registrations7 states
COFLIAMINYPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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