Charmaine Kaes
Charmaine Kaes is a registered investment advisor at Blackridge Asset Management, LLC, based in Williamsville, NY, with 39 years of industry experience. Charmaine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 687 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Blackridge Asset Management's advisors are compensated for their services by charging an advisory fee, or a combination of an advisory fee and a promotion fee, based on a percentage of the value of the assets they manage in your account, subject to a stated maximum. The actual fee is disclosed before you sign the management agreement. The advisory fee is shared between the advisor and Blackridge Asset Management. Fees are deducted from the account in advance, on a quarterly basis, based on an average daily balance from the previous quarter.
Location
305 Spindrift Driive, Williamsville, NY, 14221
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2003Other Business ActivitiesSells Insurance
Charmaine is the president and owner of Compensation Services, Inc., a pension administration company, dedicating a few hours per week. She also works as a sales representative for National Integrity selling fixed annuities and for National Life of Vermont selling life insurance, dedicating minimal time to each, and as an advisor for Blackridge Asset Management, dedicating a few hours per week.
Employment History
Current Registrations
Blackridge Asset Management, LLC
Peak Brokerage Services, LLCBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Ensemble Financial Services, INC.Broker
Signator Investors, INC.Broker
Park Avenue Securities LLCBroker
Equity Services, INC.Broker
Guardian Investor Services CorporationBroker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.