RK
RK
Robert Kasten
41 Years of Experience
Houston, TX
5 Disclosures
Robert Kasten is a registered investment advisor at Robertson Investment Management, based in Houston, TX, with 41 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1,078 clients with $270M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
IM Fee
Planning only
Assets Under Management
$273.1M
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Location
5120 Woodway Ste. 9029, Houston, TX, 77056
Get directionsHistory
Regulatory History (5)
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Customer Dispute
September 2021Settled
Customer Dispute
October 2020Settled
Customer Dispute
March 2020Settled
Judgment / Lien
October 2019Regulatory
October 1987Final
Employment History
Current Registrations
Robertson Investment Management
January 2020 - Present · 6 yrs 3 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - January 2025 · 7 mos
Securities America, INC.Broker
December 2019 - June 2024 · 4 yrs 6 mos
First Allied Advisory Services, INC.
January 2015 - November 2019 · 4 yrs 10 mos
First Allied Securities, INC.Broker
January 2015 - November 2019 · 4 yrs 10 mos
Voya Financial Advisors, INC.
July 2004 - January 2015 · 10 yrs 6 mos
Voya Financial Advisors, INC.Broker
February 2004 - January 2015 · 10 yrs 11 mos
Fidelity Equity Services CorporationBroker
October 1993 - April 1995 · 1 yr 6 mos
D. E. Wine Investments INC.Broker
May 1993 - February 2004 · 10 yrs 9 mos
Metlife Securities INC.Broker
August 1990 - December 1991 · 1 yr 4 mos
Metropolitan Life Insurance CompanyBroker
August 1990 - December 1991 · 1 yr 4 mos
Derand/pennington/bass, INC.Broker
January 1990 - June 1990 · 5 mos
U.S. Advisors, INC.Broker
April 1989 - June 1989 · 2 mos
The Stuart-James Company, IncorporatedBroker
September 1988 - May 1989 · 8 mos
Integrated Resources Equity CorporationBroker
August 1987 - August 1988 · 1 yr
Underhill Associates, IncorporatedBroker
January 1987 - August 1987 · 7 mos
Equitable Securities of New York,inc.Broker
October 1986 - December 1986 · 2 mos
First Jersey Securities, INC.Broker
May 1982 - September 1986 · 4 yrs 4 mos
State Registrations1 state
TX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.