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Jason Locke

Robertson Investment Management
14 Years of Experience
Houston, TX
7 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Jason Locke is a registered investment advisor at Robertson Investment Management, based in Houston, TX, with 14 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1,143 clients with $530M in assets under management.

Robertson Investment Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
IM Fee
Planning only
Assets Under Management
$534.1M

Location

919 Milam St, Suite 500, Houston, TX, 77002

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
September 2024
Final
Regulatory
March 2013
Final
Regulatory
March 2013
Final
Regulatory
February 2013
Final
Regulatory
February 2012
Final
Regulatory
June 2010
Final
Employment Separation After Allegations
October 2009
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jason is a licensed insurance agent offering fixed insurance products through Quantum Financial Strategies since April 2021. This takes nearly full-time during trading hours.

Employment History
Current Registrations
Robertson Investment Management
July 2026 - Present · 3 mos
Previous Registrations
Robertson Investment Management
July 2026 - July 2026 · 0 mos
Pl Wealth Advisors, LLC
April 2025 - May 2026 · 1 yr 1 mo
Simplicity Financial Investment Services, INC.Broker
October 2019 - March 2020 · 5 mos
First Palladium, LLCBroker
October 2018 - July 2019 · 9 mos
Mercap Securities, LLCBroker
October 2015 - August 2018 · 2 yrs 10 mos
The Leaders Group, INC.Broker
May 2014 - September 2015 · 1 yr 4 mos
Pruco Securities, LLC.Broker
January 2013 - May 2014 · 1 yr 4 mos
Hartford Equity Sales Company INC.Broker
February 2012 - January 2013 · 11 mos
The Leaders Group, INC.Broker
February 2010 - January 2012 · 1 yr 11 mos
Lincoln Financial Distributors, INC.Broker
April 2008 - October 2009 · 1 yr 6 mos
Quest Capital Strategies, INC.Broker
April 2008 - April 2008 · 0 mos
Lincoln Financial Distributors, INC.
April 2008 - April 2008 · 0 mos
Pacific Select Distributors, INC.Broker
April 2001 - October 2002 · 1 yr 6 mos
American Skandia Marketing, INC.Broker
April 2000 - April 2001 · 1 yr
State Registrations2 states
CATX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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