SO
SO
Scott Ozer
44 Years of Experience
Woodland Hills, CA
3 Disclosures
Scott Ozer is a registered investment advisor at Southern California Wealth Management Associates, based in Woodland Hills, CA, with 44 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 115 clients with $34M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
115 clients
Average Client Portfolio
$296K average
Assets Under Management
$34.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are generally negotiable and the final rate is established in the client's advisory agreement.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
22713 Ventura Blvd, Woodland Hills, CA, 91364
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020Settled
Customer Dispute
January 2020Settled
Customer Dispute
August 1998Closed-No Action
Employment History
Current Registrations
Southern California Wealth Management Associates
March 2026 - Present · 7 mos
Previous Registrations
Emerson Equity LLC
September 2019 - February 2026 · 6 yrs 5 mos
Emerson Equity LLCBroker
August 2019 - February 2026 · 6 yrs 6 mos
Sandlapper Wealth Management, LLC
June 2014 - September 2019 · 5 yrs 3 mos
Sandlapper Wealth Management, LLC
November 2013 - June 2014 · 7 mos
Sandlapper Securities, LLCBroker
November 2013 - August 2019 · 5 yrs 9 mos
Financial West GroupBroker
September 2005 - November 2013 · 8 yrs 2 mos
Financial West Group
September 2005 - November 2013 · 8 yrs 2 mos
Citigroup Global Markets INC.
July 1997 - September 2005 · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - September 2005 · 12 yrs 2 mos
Lehman Brothers INC.Broker
November 1992 - July 1993 · 8 mos
Painewebber IncorporatedBroker
November 1981 - November 1992 · 11 yrs
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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