Charles Mann
Charles Mann is a registered investment advisor at Independent Financial Group, LLC, based in San Juan Capistrano, CA, with 44 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
30240 Rancho Viejo Rd; Ste A, San Juan Capistrano, CA, 92675
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is an officer/director at Professional Financial Advisors, Inc., a Registered Investment Advisor, dedicating nearly full-time hours to this role. He also serves as an officer/director at Pacific Corporate Consultants, Inc., providing pension services, which requires minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Professional Financial Advisors INC
Previous Registrations
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Pacific Financial Associates, INC.Broker
Pacific Financial Associates, INC.Broker
Associated Planners Securities CorporationBroker
Financial Network Investment CorporationBroker
Fsc Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.