Charles Mann
Charles Mann is a registered investment advisor at Independent Financial Group, LLC, based in San Juan Capistrano, CA, with 44 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
30240 Rancho Viejo Rd; Ste A, San Juan Capistrano, CA, 92675
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles is an officer/director at Professional Financial Advisors, Inc., a Registered Investment Advisor, dedicating nearly full-time hours to this role. He also serves as an officer/director at Pacific Corporate Consultants, Inc., providing pension services, which requires minimal time.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Professional Financial Advisors INC
Previous Registrations
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
Pacific Financial Associates, INC.Broker
Pacific Financial Associates, INC.Broker
Associated Planners Securities CorporationBroker
Financial Network Investment CorporationBroker
Fsc Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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