Maximilian Mann
Maximilian Mann is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in San Juan Capistrano, CA, with 8 years of industry experience. Maximilian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5M+ | 2.00% |
Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.
Fee Estimator
Location
30240 Rancho Viejo Rd; Ste A, San Juan Capistrano, CA, 92675
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Maximilian is an independent contractor for Professional Financial Advisors, Inc. and Pacific Corporate Consultants, Inc., and also engages in outside insurance activities. He dedicates about half his time to Professional Financial Advisors, Inc., about 10-20% of his time to Pacific Corporate Consultants, Inc., and a few hours per week to outside insurance.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Professional Financial Advisors INC
Previous Registrations
Npb Financial Group, LLC
Npb Financial Group, LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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