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CFP
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CFP

David Hansch

Independent Financial Group, LLC
43 Years of Experience
San Juan Capistrano, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

David Hansch is a CFP-designated registered investment advisor at Independent Financial Group, LLC, based in San Juan Capistrano, CA, with 43 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

San Juan Capistrano, CA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David is a 50% owner of Hansch Financial Group, a DBA used for marketing securities and advisory services, taking up nearly all of his time. He also serves on investment committees for the Grand Lodge Free and Accepted Masons of CA and the Saddleback Laguna Masonic Lodge, and is a CA insurance agent offering various types of insurance products.

Employment History
Current Registrations
Independent Financial Group, LLC
November 2017 - Present · 8 yrs 11 mos
Independent Financial Group, LLCBroker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2008 - December 2017 · 9 yrs 7 mos
Cetera Advisor Networks LLCBroker
April 2008 - December 2017 · 9 yrs 8 mos
Hansch Financial Group, LLC
September 2007 - December 2013 · 6 yrs 3 mos
Hansch Financial Group, LLC
February 2005 - December 2005 · 10 mos
Associated Planners Investment Advisory INC
December 2001 - April 2008 · 6 yrs 4 mos
Associated Securities CORP.Broker
June 1999 - April 2008 · 8 yrs 10 mos
John Hancock Distributors, INC.Broker
July 1995 - November 1998 · 3 yrs 4 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1995 - May 1997 · 1 yr 10 mos
Bma Financial Services, INC.Broker
October 1991 - July 1995 · 3 yrs 9 mos
Financial Advisory Clinic Investments, INC.Broker
June 1983 - February 1988 · 4 yrs 8 mos
Mutual Benefit Financial Service CompanyBroker
August 1982 - September 1991 · 9 yrs 1 mo
State Registrations5 states
CACOINNJNM
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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