LR
LR
Leo Rosner is a registered investment advisor, based in Cleveland, OH, with 44 years of industry experience. Leo is also registered as a broker, so some compensation may come from commissions on products sold.
Location
30000 Chagrin Boulevard, Suite 300, Cleveland, OH, 44124
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2024Settled
Customer Dispute
December 2013Denied
Other Business ActivitiesSells Insurance
Leo is an advisory representative of a Registered Investment Advisor (RIA), spending a few hours per week on investment-related activities. He is also an independent insurance agent for various companies since 2000, dedicating about 10-20% of his time to this role, and owns office space, spending minimal time on it.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2019 - Present · 7 yrs 2 mos
Cambridge Investment Research Advisors, INC.
August 2019 - Present · 7 yrs 2 mos
Cambridge Investment Research, INC.
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Sagepoint Financial, INC.
November 2017 - July 2019 · 1 yr 8 mos
Sagepoint Financial, INC.Broker
November 2017 - July 2019 · 1 yr 8 mos
Cambridge Investment Research, INC.Broker
July 2010 - November 2017 · 7 yrs 4 mos
Cambridge Investment Research Advisors, INC.
July 2010 - November 2017 · 7 yrs 4 mos
Lincoln Financial Advisors Corporation
May 2001 - July 2010 · 9 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
May 2001 - July 2010 · 9 yrs 2 mos
The Lincoln National Life Insurance CompanyBroker
May 2001 - May 2006 · 5 yrs
Linsco/private Ledger CORP.Broker
January 1997 - May 2001 · 4 yrs 4 mos
Investment Management & Research, INCBroker
June 1996 - January 1997 · 7 mos
Walnut Street Securities, INC.Broker
November 1989 - June 1996 · 6 yrs 7 mos
Cigna Securities, INC.Broker
July 1989 - November 1989 · 4 mos
First Western Securities, INC.Broker
October 1987 - July 1989 · 1 yr 9 mos
E. F. Hutton & Company INCBroker
April 1985 - June 1987 · 2 yrs 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1981 - April 1985 · 3 yrs 6 mos
State Registrations13 states
CACODCFLILINMDNCNYOHPASDTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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