Ivanhoe Ffriend
Ivanhoe Ffriend is a registered investment advisor at Cetera Investment Advisers LLC, based in New Rochelle, NY, with 43 years of industry experience. Ivanhoe operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
New Rochelle, NY
Get directionsHistory
Regulatory History (6)
Regulatory
November 2024Regulatory
October 2024Customer Dispute
June 2003Regulatory
April 1999Employment Separation After Allegations
September 1997Customer Dispute
July 1997Other Business ActivitiesSells Insurance
Ivanhoe sells fixed insurance products including life, health, disability, annuities, and long-term care as an insurance agent. He also works as an advisor for North Ridge Wealth Planning, and owns FFRIEND Enterprises, Ltd, an insurance company, and KB & TN Marketing, which markets life insurance products; these activities take about 10-20% of his time each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
North Ridge Securities CORP.Broker
Basic Investors INC.Broker
J.P. Turner & Company, L.L.C.Broker
First Security Investments, INC.Broker
Rnr Securities, L.L.C.Broker
Wise Choice Discount Brokerage, INC.Broker
Investacorp, INC.Broker
Nathan & Lewis Securities, INC.Broker
American Capital Financial Services, INC.Broker
State Registrations9 states
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