Jocelyn Ffriend

6 Years of Experience

New Rochelle, NY

1 DisclosureBrokerSells Insurance

Jocelyn Ffriend is a registered investment advisor at Cetera Investment Advisers LLC, based in New Rochelle, NY, with 6 years of industry experience. Jocelyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

New Rochelle, NY

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History

Regulatory History (1)

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Judgment / Lien

June 2018

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Other Business ActivitiesSells Insurance

Jocelyn is an insurance agent selling life and annuity products for multiple companies and is also a secretary and life agent for FFRIEND Enterprises LTD. She also works as a registered administrative assistant for North Ridge Wealth Planning LLC and owns Roots and Culture Community Farm.

Employment History

Current Registrations

Cetera Investment Advisers LLC

June 2023 - Present · 2 yrs 11 mos

Cetera Wealth Services, LLCBroker

October 2019 - Present · 6 yrs 7 mos

Previous Registrations

Cetera Advisor Networks LLC

January 2020 - June 2023 · 3 yrs 5 mos

State Registrations6 states

CAFLNCNJNYPA

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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