Jocelyn Ffriend
Jocelyn Ffriend is a registered investment advisor at Cetera Investment Advisers LLC, based in New Rochelle, NY, with 6 years of industry experience. Jocelyn is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
New Rochelle, NY
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Regulatory History (1)
Judgment / Lien
June 2018Other Business ActivitiesSells Insurance
Jocelyn is an insurance agent selling life and annuity products for multiple companies and is also a secretary and life agent for FFRIEND Enterprises LTD. She also works as a registered administrative assistant for North Ridge Wealth Planning LLC and owns Roots and Culture Community Farm.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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