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Raymond Asmar

A.G.P / Alliance Global Partners
44 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
View SEC Summary
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Raymond Asmar is a registered investment advisor at A.G.P / Alliance Global Partners, based in Boca Raton, FL, with 44 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
132 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Fountain Square, 2700 N. Military Trail, Suite 230, Boca Raton, FL, 33431

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2001
Settled
Customer Dispute
January 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raymond is a limited partner in Midway Road Partners LLC, a real estate investment firm, and a partner in Pizzeria Sophia. He also has a passive investment in FYI Networks, Inc., a news information website, and advises on business plans, spending about 10-20% of his time on the restaurant.

Employment History
Current Registrations
A.G.P / Alliance Global Partners
August 2019 - Present · 7 yrs 2 mos
A.G.P. / Alliance Global PartnersBroker
August 2019 - Present · 7 yrs 2 mos
Previous Registrations
Summit Financial Group INC
February 2003 - August 2019 · 16 yrs 6 mos
Summit Brokerage Services, INC.Broker
February 2003 - August 2019 · 16 yrs 6 mos
Wachovia Securities Financial Network, INC.
January 2001 - February 2003 · 2 yrs 1 mo
Wachovia Securities Financial Network, INC.Broker
January 2001 - February 2003 · 2 yrs 1 mo
Jwgenesis Securities, INC.Broker
January 1994 - January 2001 · 7 yrs
Jw Charles Securities, INC.Broker
November 1990 - January 1994 · 3 yrs 2 mos
Prudential-Bache Securities INC.Broker
May 1989 - November 1990 · 1 yr 6 mos
Dean Witter Reynolds INC.Broker
May 1987 - June 1989 · 2 yrs 1 mo
E. F. Hutton & Company INCBroker
February 1984 - May 1987 · 3 yrs 3 mos
Fahnestock & CO.Broker
November 1981 - January 1984 · 2 yrs 2 mos
State Registrations31 states
AKALARAZCACOCTDEFLGAIAILINKYMDMIMNMONCNJNVNYOHPARISCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Raymond Asmar - Financial Advisor | TrueAdvisor