Lance Kluger
Lance Kluger is a registered investment advisor at A.G.P / Alliance Global Partners, based in Boca Raton, FL, with 29 years of industry experience. Lance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
Fountain Square, 2700 N. Military Trail, Suite 230, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (9)
Customer Dispute
May 2016Customer Dispute
July 2013Customer Dispute
August 2011Customer Dispute
August 2009Judgment / Lien
April 2008Customer Dispute
August 2002Customer Dispute
July 2002Employment Separation After Allegations
April 2000Customer Dispute
May 1999Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wachovia Securities Financial Network, INC.Broker
Wachovia Securities Financial Network, INC.
Jwgenesis Securities, INC.Broker
S.G. Martin Securities LLCBroker
Fin-Atlantic Securities, INC.Broker
Madison Capital Markets CORP.Broker
Walsh Manning Securities, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.