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Mark Adler

A.G.P / Alliance Global Partners
29 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
View SEC Summary
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Mark Adler is a registered investment advisor at A.G.P / Alliance Global Partners, based in Boca Raton, FL, with 29 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Fountain Square, 2700 N. Military Trail, Suite 230, Boca Raton, FL, 33431

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
August 2002
Final
Employment Separation After Allegations
March 2001
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
A.G.P / Alliance Global Partners
April 2026 - Present · 6 mos
A.G.P. / Alliance Global PartnersBroker
January 2026 - Present · 9 mos
Previous Registrations
Janney Montgomery Scott LLCBroker
July 2015 - July 2015 · 0 mos
Gms GroupBroker
May 2008 - January 2026 · 17 yrs 8 mos
National Securities CorporationBroker
June 2003 - July 2003 · 1 mo
J. B. Hanauer & CO.Broker
July 2002 - November 2002 · 4 mos
Golden Harris Capital Group, INC.Broker
May 2001 - July 2002 · 1 yr 2 mos
First Montauk Securities CORP.Broker
March 2001 - April 2001 · 1 mo
The Jeffrey Matthews Financial Group, L.L.C.Broker
May 1997 - March 2001 · 3 yrs 10 mos
Gibraltar Securities CO.Broker
October 1996 - May 1997 · 7 mos
Halpert and Company, INC.Broker
January 1992 - September 1996 · 4 yrs 8 mos
State Registrations27 states
AZCACOCTDCFLGAILINMAMDMIMONCNHNJNYOHORPASCTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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