LM
LM
Lawrence Miller
42 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
Lawrence Miller is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1801 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (2)
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Customer Dispute
January 2001Denied
Customer Dispute
February 1998Denied
Employment History
Current Registrations
Morgan Stanley
May 2010 - Present · 16 yrs 2 mos
Morgan StanleyBroker
March 2010 - Present · 16 yrs 4 mos
Previous Registrations
Oppenheimer & CO. INC.
June 2009 - March 2010 · 9 mos
Oppenheimer & CO. INC.Broker
October 2004 - March 2010 · 5 yrs 5 mos
Janney Montgomery Scott LLCBroker
April 1999 - October 2004 · 5 yrs 6 mos
Painewebber IncorporatedBroker
August 1993 - April 1999 · 5 yrs 8 mos
Smith Barney Shearson INC.Broker
July 1993 - August 1993 · 1 mo
Lehman Brothers INC.Broker
January 1989 - July 1993 · 4 yrs 6 mos
Thomson Mckinnon Securities INC.Broker
December 1986 - February 1989 · 2 yrs 2 mos
Cigna Securities, INC.Broker
August 1986 - May 1988 · 1 yr 9 mos
Cardell & Associates, IncorporatedBroker
August 1985 - June 1986 · 10 mos
Travelers Equities Sales, INC.Broker
November 1984 - August 1985 · 9 mos
The Equitable Life Assurance Society of the United StatesBroker
June 1982 - January 1984 · 1 yr 7 mos
Equico Securities, INC.Broker
June 1982 - January 1984 · 1 yr 7 mos
State Registrations32 states
AZCACOCTDCDEFLGAHIILINLAMAMDMIMOMSNCNHNJNMNVNYOHOKORPARISCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.