WB
WB

William Brewster

44 Years of Experience
Kansas City, MO
2 DisclosuresBroker

William Brewster is a registered investment advisor at Morgan Stanley, based in Kansas City, MO, with 44 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

4520 Main Street, Kansas City, MO, 64111

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2012
Settled
Customer Dispute
July 2002
Settled
Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 15 yrs 2 mos
Morgan StanleyBroker
August 2011 - Present · 15 yrs 2 mos
Morgan Stanley
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
Wells Fargo Advisors, LLC
March 2006 - August 2011 · 5 yrs 5 mos
Wells Fargo Advisors, LLCBroker
July 2005 - August 2011 · 6 yrs 1 mo
Fsc Securities CorporationBroker
December 2004 - July 2005 · 7 mos
Pfg Financial Advisors
October 2003 - May 2005 · 1 yr 7 mos
Walnut Street Securities, INC.
October 2003 - December 2004 · 1 yr 2 mos
Walnut Street Securities, INC.Broker
September 2003 - December 2004 · 1 yr 3 mos
Wachovia Securities, LLCBroker
July 2003 - October 2003 · 3 mos
Wachovia Securities, LLC
July 2003 - October 2003 · 3 mos
Prudential Securities IncorporatedBroker
April 2000 - July 2003 · 3 yrs 3 mos
Prudential Securities Incorporated
April 2000 - July 2003 · 3 yrs 3 mos
Painewebber IncorporatedBroker
January 1999 - April 2000 · 1 yr 3 mos
Nationsbanc Investments, INC.Broker
February 1998 - October 1998 · 8 mos
Barnett Investments, INC.Broker
September 1996 - April 1998 · 1 yr 7 mos
Fidelity Brokerage Services, INC.Broker
May 1992 - August 1996 · 4 yrs 3 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
October 1984 - May 1992 · 7 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1981 - October 1984 · 2 yrs 11 mos
State Registrations44 states
AKARAZCACOCTDCFLGAHIIAIDILINKSLAMAMDMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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