Douglas Howard
Douglas Howard is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Salt Lake City, UT, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
60 E South Temple St, Salt Lake City, UT, 84111
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2015Employment Separation After Allegations
January 2015Customer Dispute
June 2008Other Business Activities
Douglas has a 6.25% ownership in Olafsonii LLC and is a limited partner in Moku, which invests in Poipu Beach Villas LLC. He is also a participant in several LLCs with real estate holdings, acting as a managing member with minimal responsibilities.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
Zions Capital Advisors, INC.
Zions Direct, INC.
Zions Direct, INC.Broker
Dean Witter Reynolds INC.Broker
Wedbush, Noble, Cooke, INCBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.