Paul Williams
Paul Williams is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in San Juan Capistrano, CA, with 15 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
30200 Rancho Viejo Rd Ste G, San Juan Capistrano, CA, 92675
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul is an insurance agent selling life, disability, annuities, and long-term care insurance, dedicating minimal time to this. He is also an investment advisor representative with Williams Financial Advisors, Inc., spending nearly full-time on this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.