RD
RD
Richard Devine
43 Years of Experience
New York, NY
1 DisclosureBroker
Richard Devine is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
320 Park Avenue, Fl 9, New York, NY, 10022
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 1993Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2015 - Present · 11 yrs 4 mos
Raymond James & Associates, INC.
December 2014 - Present · 11 yrs 5 mos
Raymond James & Associates, INC.Broker
December 2014 - Present · 11 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
September 2003 - December 2014 · 11 yrs 3 mos
J.P. Morgan Securities LLCBroker
September 2003 - December 2014 · 11 yrs 3 mos
Oppenheimer & CO. INC.Broker
January 2003 - September 2003 · 8 mos
Cibc World Markets CORP.Broker
July 1997 - January 2003 · 5 yrs 6 mos
Oppenheimer & CO., INC.Broker
October 1987 - May 1997 · 9 yrs 7 mos
Robert Ainbinder & CompanyBroker
January 1987 - November 1987 · 10 mos
Vincent, Thomas & Associates, INC.Broker
August 1986 - November 1986 · 3 mos
Drexel Burnham Lambert IncorporatedBroker
September 1982 - August 1986 · 3 yrs 11 mos
Herzfeld & SternBroker
July 1982 - September 1982 · 2 mos
Cowen & CO.Broker
December 1981 - July 1982 · 7 mos
State Registrations41 states
ALARAZCACOCTDCDEFLGAHIILINKSKYMAMDMEMNMOMTNCNHNJNVNYOHORPAPRRISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.