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Andrew Ryan

25 Years of Experience
New York, NY
1 DisclosureBroker

Andrew Ryan is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 25 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

320 Park Avenue, Fl 14, New York, NY, 10022

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History

Regulatory History (1)
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Customer Dispute
October 2010
Denied
Other Business Activities

Andrew is a 25% member of 56 Main, LLC since 2021. He dedicates minimal time to this business.

Employment History
Current Registrations
Raymond James & Associates, INC.
February 2017 - Present · 9 yrs 3 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
November 2010 - September 2016 · 5 yrs 10 mos
Jefferies Investment Advisers, LLC
November 2007 - December 2010 · 3 yrs 1 mo
Jefferies Private Client Advisers, LLC
August 2003 - December 2005 · 2 yrs 4 mos
Jefferies & Company, INC.Broker
February 2003 - December 2010 · 7 yrs 10 mos
Fahnestock & CO. INC.Broker
January 2003 - February 2003 · 1 mo
Cibc World Markets CORP.Broker
August 2002 - January 2003 · 5 mos
UBS Painewebber INC.Broker
January 2002 - August 2002 · 7 mos
Robertson Stephens, INC.Broker
March 2001 - January 2002 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.