Joan Mcgrath
Joan Mcgrath is a registered investment advisor at Raymond James & Associates, INC., based in New York, NY, with 47 years of industry experience. Joan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
320 Park Avenue, Fl 9, New York, NY, 10022
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Regulatory History (1)
Customer Dispute
March 2009Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Jesup, Josephthal & CO., INC.Broker
Josephthal & CO., IncorporatedBroker
Seligman Securities, INC.Broker
Gruntal & CO. IncorporatedBroker
Herzfeld & Stern INC.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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