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Craig Grant

UBS Financial Services INC.
44 Years of Experience
Short Hills, NJ
1 DisclosureBroker
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Craig Grant is a registered investment advisor at UBS Financial Services INC., based in Short Hills, NJ, with 44 years of industry experience. Craig is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

51 Jfk Parkway, Suite 303, Short Hills, NJ, 07078

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1994
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Craig is the owner of Capital Development Group, a sole proprietorship, investing in stocks and other equity investments since 2006.

Employment History
Current Registrations
UBS Financial Services INC.
January 2015 - Present · 11 yrs 9 mos
UBS Financial Services INC.
January 2015 - Present · 11 yrs 9 mos
UBS Financial Services INC.Broker
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2015 · 5 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2015 · 5 yrs 3 mos
Banc of America Investment Services, INC.
September 2006 - October 2009 · 3 yrs 1 mo
Banc of America Investment Services, INC.Broker
September 2006 - October 2009 · 3 yrs 1 mo
A. G. Edwards & Sons, INC.
October 2003 - September 2006 · 2 yrs 11 mos
A. G. Edwards & Sons, INC.Broker
December 2001 - September 2006 · 4 yrs 9 mos
Prudential Securities IncorporatedBroker
September 1994 - December 2001 · 7 yrs 3 mos
Kidder, Peabody & CO. IncorporatedBroker
February 1985 - August 1994 · 9 yrs 6 mos
Prudential-Bache Securities INC.Broker
December 1981 - February 1985 · 3 yrs 2 mos
State Registrations12 states
CACTFLGANCNJNVNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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