PB
PB

Paul Baker

33 Years of Experience
Short Hills, NJ
1 DisclosureBroker

Paul Baker is a registered investment advisor at UBS Financial Services INC., based in Short Hills, NJ, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

51 Jfk Parkway, Suite 303, Short Hills, NJ, 07078

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History

Regulatory History (1)
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Customer Dispute
March 2008
Settled
Employment History
Current Registrations
UBS Financial Services INC.
May 1996 - Present · 30 yrs
UBS Financial Services INC.
January 1995 - Present · 31 yrs 4 mos
UBS Financial Services INC.Broker
January 1995 - Present · 31 yrs 4 mos
Previous Registrations
Lehman Brothers INC.Broker
January 1993 - February 1995 · 2 yrs 1 mo
State Registrations21 states
CACOCTDEFLILINMAMIMNNCNHNJNYOHORPATXUTVAWA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Paul Baker - Financial Advisor | TrueAdvisor