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Stephen Alinikoff

Capital Markets Iq, LLC
44 Years of Experience
Wilkes Barre, PA
4 Disclosures
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Stephen Alinikoff is a registered investment advisor at Capital Markets Iq, LLC, based in Wilkes Barre, PA, with 44 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 884 clients with $570M in assets under management.

Capital Markets Iq, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
19 advisors
Number of Clients
884 clients
Average Client Portfolio
$646K average
Assets Under Management
$571.4M

Fee Structure

Minimum Investment:$100K
Planning is charged separately
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.80%

Fees are typically 0% to 2.80% of assets under management and are fully negotiable. Certain clients negotiate tiered progressive fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Wilkes Barre, PA

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Civil
September 2010
Final
Customer Dispute
May 2006
Settled
Regulatory
May 2005
Final
Regulatory
December 2003
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Capital Markets Iq, LLC
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Prospera Financial Services, INC.Broker
April 2009 - November 2017 · 8 yrs 7 mos
Prospera Financial Services, INC.
April 2009 - November 2017 · 8 yrs 7 mos
Spc
May 2005 - April 2009 · 3 yrs 11 mos
Sammons Securities Company, LLCBroker
April 2005 - April 2009 · 4 yrs
American Capital Partners, LLCBroker
March 2005 - April 2005 · 1 mo
First Security Asset Management
April 2004 - April 2005 · 1 yr
First Security Asset Management
January 2002 - March 2004 · 2 yrs 2 mos
Mony Securities CorporationBroker
June 1993 - September 2000 · 7 yrs 3 mos
First Security Investments, INC.Broker
May 1989 - March 2005 · 15 yrs 10 mos
Josephthal & CO., IncorporatedBroker
October 1988 - June 1989 · 8 mos
H. Beck, INC.Broker
March 1988 - November 1988 · 8 mos
A. F. Best Securities, INC.Broker
October 1984 - March 1988 · 3 yrs 5 mos
Mony Securities CORP.Broker
June 1982 - November 1984 · 2 yrs 5 mos
The Mutual Life Insurance Company of New YorkBroker
December 1981 - November 1984 · 2 yrs 11 mos
State Registrations1 state
PA
Advisor

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Exams
No exam information available for this advisor.
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