JR
JR

John Ryan

44 Years of Experience
Stamford, CT
3 DisclosuresBroker

John Ryan is a registered investment advisor at Morgan Stanley, based in Stamford, CT, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

4 Landmark Square, 2nd Floor, Stamford, CT, 06901

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Customer Dispute
March 2008
Settled
Customer Dispute
October 1993
Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. Incorporated
January 2009 - June 2009 · 5 mos
Morgan Stanley & CO. IncorporatedBroker
January 2009 - June 2009 · 5 mos
UBS Financial Services INC.
September 1991 - February 2009 · 17 yrs 5 mos
UBS Financial Services INC.Broker
January 1988 - February 2009 · 21 yrs 1 mo
Kidder, Peabody & CO. IncorporatedBroker
January 1985 - January 1988 · 3 yrs
Prudential-Bache Securities INC.Broker
December 1981 - January 1985 · 3 yrs 1 mo
State Registrations32 states
ALCACOCTDCDEFLGAILMAMDMEMIMNMOMTNCNHNJNMNYOHORPARISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.