Thomas Mullen is a registered investment advisor at Morgan Stanley, based in San Rafael, CA, with 44 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
1101 5th AVENUE, Suite 275, San Rafael, CA, 94901
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Regulatory History (1)
Customer Dispute
October 1990Employment History
Current Registrations
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
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State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
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