WJ
WJ
William Jones is a registered investment advisor at Morgan Stanley, based in San Rafael, CA, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1101 5th AVENUE, Suite 275, San Rafael, CA, 94901
Get directionsHistory
Regulatory History (5)
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Customer Dispute
December 2025Pending
Customer Dispute
March 2016Denied
Customer Dispute
October 2000Award / Judgment
Customer Dispute
February 1991Award / Judgment
Customer Dispute
June 1983Award / Judgment
Other Business Activities
William owns rental property in Kauai, Hawaii, since 2012. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 2004 - June 2009 · 5 yrs 3 mos
Citigroup Global Markets INC.
February 2004 - June 2009 · 5 yrs 4 mos
Morgan Stanley
December 1997 - February 2004 · 6 yrs 2 mos
Morgan Stanley Dw INC.Broker
July 1993 - February 2004 · 10 yrs 7 mos
Everen Securities, INC.Broker
September 1990 - July 1993 · 2 yrs 10 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
December 1988 - September 1990 · 1 yr 9 mos
Birr Wilson, INC.Broker
July 1988 - December 1988 · 5 mos
Bws, INC.Broker
April 1986 - August 1988 · 2 yrs 4 mos
Birr, Wilson & CO., INC.Broker
April 1982 - April 1986 · 4 yrs
State Registrations18 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.