MR
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Matthew Ricketts
27 Years of Experience
San Rafael, CA
1 DisclosureBroker
Matthew Ricketts is a registered investment advisor at Morgan Stanley, based in San Rafael, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1101 5th AVENUE, Suite 275, San Rafael, CA, 94901
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2001Settled
Employment History
Current Registrations
Morgan StanleyBroker
October 2020 - Present · 5 yrs 7 mos
Morgan Stanley
October 2020 - Present · 5 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
July 2008 - October 2020 · 12 yrs 3 mos
UBS Financial Services INC.Broker
July 2008 - October 2020 · 12 yrs 3 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley & CO. Incorporated
April 2007 - July 2008 · 1 yr 3 mos
Morgan Stanley
January 1999 - April 2007 · 8 yrs 3 mos
Morgan Stanley Dw INC.Broker
October 1998 - April 2007 · 8 yrs 6 mos
Simmers Capital Management CorporationBroker
July 1998 - August 1998 · 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.