Scotty George
Scotty George is a registered investment advisor at Alexander Capital Wealth Management LLC, based in New York, NY, with 44 years of industry experience. Scotty is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 614 clients with $240M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual portfolio management fees range from 0.25% to 2.00% based on asset value, complexity, and administration. Wrap fee programs range from 0.10% to 2.00%. Fees are negotiable.
Fee Estimator
Location
New York, NY
Get directionsHistory
Regulatory History (2)
Customer Dispute
July 1995Customer Dispute
October 1993Employment History
Current Registrations
Alexander Capital Wealth Management LLC
Alexander Capital, L.P.Broker
Alexander Capital, L.P.
Previous Registrations
Du Pasquier & CO., INC.Broker
Corinthian Partners, L.L.C.Broker
Laidlaw Equities, INC.Broker
Painewebber IncorporatedBroker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
Prudential-Bache Securities INC.Broker
Otc Net IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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