MW
MW
Michael Warren
44 Years of Experience
Indianapolis, IN
1 DisclosureBroker
Michael Warren is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2000Denied
Other Business Activities
Michael is on the finance or investment committee for the Indiana Quarter Horse Association, reviewing their books a few times per year. He also farms farmland, dedicating about 10-20% of his time to this investment-related activity.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
June 2000 - June 2009 · 9 yrs
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1982 - July 1993 · 10 yrs 8 mos
Wheat, First Securities, INC.Broker
December 1981 - December 1982 · 1 yr
State Registrations25 states
AZCACOCTFLGAIAILINKSMAMIMTNCNENMNYOHORPASCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.