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Terry Cole is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
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Regulatory History (4)
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Regulatory
April 2004Final
Regulatory
July 2002Final
Regulatory
March 2002Final
Criminal
June 1999Final Disposition
Other Business Activities
Terry is a director and 2% owner of D2D, a life sciences R&D company, and spends minimal time on it. Terry also inherited shares in 17-0 Miami Dolphins LLC, is part owner of Cole-Chem Corporation, and has a real estate holding company with his wife.
Employment History
Current Registrations
Morgan Stanley
October 2012 - Present · 13 yrs 7 mos
Morgan StanleyBroker
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
June 2008 - October 2012 · 4 yrs 4 mos
UBS Financial Services INC.Broker
June 2008 - October 2012 · 4 yrs 4 mos
Salomon Smith Barney INC.Broker
September 2000 - May 2002 · 1 yr 8 mos
Key Star Securities, IncorporatedBroker
September 1997 - December 2000 · 3 yrs 3 mos
State Registrations22 states
CACOCTDCFLGAILINMAMIMNMONCNENMNYOHORSCTXVAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.