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Dan Schlegelmilch
38 Years of Experience
Indianapolis, IN
1 DisclosureBroker
Dan Schlegelmilch is a registered investment advisor at Morgan Stanley, based in Indianapolis, IN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
800 East 96th Street, Suite 400, Indianapolis, IN, 46240
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2022Denied
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2005 - April 2007 · 1 yr 11 mos
Morgan Stanley Dw INC.Broker
May 2005 - April 2007 · 1 yr 11 mos
UBS Financial Services INC.
December 1999 - May 2005 · 5 yrs 5 mos
UBS Financial Services INC.Broker
October 1999 - May 2005 · 5 yrs 7 mos
Salomon Smith Barney INC.Broker
July 1993 - October 1999 · 6 yrs 3 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
State Registrations24 states
ALAZCACOCTFLGAILINKSKYMAMIMNMONCNVNYOHPATNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.