Thomas Engelhard
Thomas Engelhard is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Dallas, TX, with 40 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
5420 Lyndon B Johnson, 2 Lincoln Centre # 1300, Dallas, TX, 75240
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Transamerica Retirement Advisors, LLC
Transamerica Investors Securities CorporationBroker
Paychex Securities CorporationBroker
Mutual of Omaha Investor Services, INC.Broker
Arcis Wealth Management, LLC
Advisory Alpha, LLC
Pentegra Distributors INC.Broker
Oneamerica Securities, INC.Broker
Hartford Equity Sales Company INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.