Thomas Miller
Thomas Miller is a CFP-designated registered investment advisor at LPL Financial LLC, based in Thousand Oaks, CA, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
123 Hodencamp Rd; Ste 204, Thousand Oaks, CA, 91360
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2017Other Business Activities
Thomas is involved in several investment-related activities, including a business entity for tax/investment purposes (Miller Mannachio, Inc), a DBA for LPL business (Miller & Associates Financial Solutions), acting in a fiduciary capacity for The Miller Trust, and another DBA for LPL business (Miller & Associates Generational Wealth Management). These activities require minimal time commitment.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.