Robin Liebes
Robin Liebes is a registered investment advisor at LPL Financial LLC, based in Thousand Oaks, CA, with 31 years of industry experience. Robin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Thousand Oaks, CA
Get directionsHistory
Regulatory History (2)
Regulatory
February 2023Employment Separation After Allegations
November 2020Other Business Activities
Robin acts in a fiduciary capacity for the Estate of Clayton and Betty Bailey since 2021. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Gold Coast Securities, INC.
Gold Coast Securities, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Dean Witter Reynolds INC.Broker
Jackson National Financial Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Louis Ashamallah, CFPLPL Financial LLC
- Thomas Miller, CFPLPL Financial LLC
- Ryan Weber, CFPLPL Financial LLC
- Brenda Karczag, ChFCPark Avenue Securities LLC
- Nava Spivak, CFPWells Fargo Advisors
- Kenneth Bock, CFPMutual Advisors, LLC