Robin Liebes
Robin Liebes is a registered investment advisor at LPL Financial LLC, based in Thousand Oaks, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Thousand Oaks, CA
Get directionsHistory
Regulatory History (2)
Regulatory
February 2023Employment Separation After Allegations
November 2020Other Business Activities
Robin acts in a fiduciary capacity for the Estate of Clayton and Betty Bailey since 2021. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Gold Coast Securities, INC.
Gold Coast Securities, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Dean Witter Reynolds INC.Broker
Jackson National Financial Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.