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Thomas Rudakas

44 Years of Experience
Palm Beach Gardens, FL
4 DisclosuresBroker

Thomas Rudakas is a registered investment advisor at Ameriprise Financial Services, LLC, based in Palm Beach Gardens, FL, with 44 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

3801 PGA Blvd Ste 500, Palm Beach Gardens, FL, 33410

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2014
Settled
Customer Dispute
September 2007
Denied
Customer Dispute
January 2004
Denied
Customer Dispute
September 1994
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLC
February 2019 - Present · 7 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2019 - Present · 7 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - February 2019 · 9 yrs 8 mos
Morgan Stanley
June 2009 - February 2019 · 9 yrs 8 mos
Citigroup Global Markets INC.
March 1994 - June 2009 · 15 yrs 3 mos
Citigroup Global Markets INC.Broker
February 1994 - June 2009 · 15 yrs 4 mos
Painewebber IncorporatedBroker
March 1984 - March 1994 · 10 yrs
Shochet Securities INC.Broker
August 1982 - March 1984 · 1 yr 7 mos
Investacorp, INC.Broker
February 1982 - September 1982 · 7 mos
Useden Securities CorporationBroker
January 1982 - February 1982 · 1 mo
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.