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Douglas Dinzik

33 Years of Experience
Palm Beach Gardens, FL
1 DisclosureBroker

Douglas Dinzik is a registered investment advisor at Ameriprise Financial Services, LLC, based in Palm Beach Gardens, FL, with 33 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Palm Beach Gardens, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2017
Award / Judgment
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2012 - Present · 13 yrs 8 mos
Ameriprise Financial Services, LLC
August 2012 - Present · 13 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
Oppenheimer & CO. INC.
March 2007 - September 2012 · 5 yrs 6 mos
Oppenheimer & CO. INC.Broker
March 2007 - September 2012 · 5 yrs 6 mos
UBS Financial Services INC.Broker
August 2002 - March 2007 · 4 yrs 7 mos
UBS Financial Services INC.
August 2002 - March 2007 · 4 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
September 1992 - September 2002 · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1992 - September 2002 · 10 yrs
State Registrations30 states
AKALAZCACOCTFLGAHIINKYMAMDMEMIMOMTNCNHNJNMNYOHORPATNTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.