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William Frier

Maia Wealth
44 Years of Experience
Colorado Springs, CO
4 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

William Frier is a registered investment advisor at Maia Wealth, based in Colorado Springs, CO, with 44 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Estate Planning, and 6 more. Their firm serves 2,148 clients with $970M in assets under management.

Maia Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
42 advisors
Number of Clients
2,148 clients
Average Client Portfolio
$453K average
Assets Under Management
$973.0M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual advisory fee is 1.50%. Fees may vary based on account size, portfolio complexity, and activity. Total blended fee with independent managers will not exceed 2.00% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5025 Boardwalk Drive Suite 200, Colorado Springs, CO, 80919

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
February 2020
Final
Regulatory
January 2020
Final
Customer Dispute
February 2019
Closed-No Action
Employment Separation After Allegations
October 2012
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

William is involved in fixed insurance sales through Frier Planning Concepts Inc. Since June 2022, he is also the President of Frier Insurance Planning, LLC, where he sells and services mortality life insurance products, dedicating about 10-20% of his time.

Employment History
Current Registrations
Maia Wealth
May 2024 - Present · 2 yrs 5 mos
Previous Registrations
Maia Wealth
April 2021 - December 2021 · 8 mos
Pathway Advisors Group
November 2017 - July 2024 · 6 yrs 8 mos
Spc
October 2012 - December 2017 · 5 yrs 2 mos
Parkland Securities, LLCBroker
October 2012 - November 2017 · 5 yrs 1 mo
LPL Financial LLC
April 1993 - October 2012 · 19 yrs 6 mos
LPL Financial LLCBroker
January 1989 - October 2012 · 23 yrs 9 mos
Shearson Lehman Hutton INC.Broker
April 1988 - January 1989 · 9 mos
E. F. Hutton & Company INCBroker
February 1982 - April 1988 · 6 yrs 2 mos
State Registrations2 states
COTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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